Express News | Apollo Global Management, Inc. : Wells Fargo Cuts Target Price to $191 From $197

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Apollo Said to Weigh Tenneco India IPO at $2 Billion Valuation

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The USA SEC fined 12 companies $63 million for improperly using communication tools.

The USA Securities and Exchange Commission (SEC) announced on Monday that 12 investment advisory and brokerage firms, including Blackstone, KKR, Apollo Global Management, and Charles Schwab affiliates, will pay a total of over $63 million in fines for failing to track employees' use of unauthorized communication platforms. The settlement agreement announced on Monday expands the SEC's crackdown on Wall Street professionals who once freely used text messages and other business communication applications, which should have been monitored and archived by employers. The SEC stated in a press release that in the latest round of investigations, nine investment advisory firms and three brokerage firms...

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Twelve More Firms Settle With SEC on Recordkeeping Failures Over Messaging Apps

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U.S. SEC Says Twelve Firms To Pay More Than $63M Combined To Settle SEC's Charges For Recordkeeping Failures

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Express News | Databricks Inks $5 Billion Financing From Private Credit, Banks - Bloomberg News

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